SGR Compliance SA, Switzerland (“SGR”, “we”, “us”, “our”) produces and maintains several databases (specific collection of data) that are archives of publicly available information ordered according to different area of interest. The contents of the databases are available only to public authorities and public or private firms under the legal obligation to carry-out anti-money laundering, anti-terrorism financing (“AML” and “CFT”) and Know Your Customer (“KYC”) screenings. Please note that SGR does not conduct any personal investigative or factfinding activity or give any indication, assessment or score to any record we hold. International and domestic law globally are quite clear by imposing on specific activities, such as banks, financial intermediaries, fiduciaries and specific categories of businesses enhanced screening obligations to prevent the misuse of financial or professional services.
This document concerns data subjects (“Data Subject”, “you”, “your”) whose personal information is collected by us
when you act as user of our websites or provide us your information as explained below.
Our websites https://www.sgrcompliance.com/ and https://www.sgrdailycontrol.com/ are owned and operated by SGR (all together, “Website”).
Under the DSG personal data is defined as “all information relating to an identified or identifiable individual”. Under the GDPR personal data is defined as “any information relating to an identified or identifiable natural person (Data Subject), by reference to an identifier such as a name, an identification number, location data, an online identifier or to one or more factors specific to the physical, physiological, genetic, mental, economic, cultural or social identity of that natural person”.
The Data Controller
Under the DSG a data controller is the private person or federal body that decides on the purpose and content of a data file. SGR is the data controller as defined by DSG (“Data Controller”). Under the GDPR a data controller is the individual or legal person who controls and is responsible to keep and use personal data in paper or electronic files. SGR is the Data Controller as defined by the GDPR.
At least one of these must apply whenever personal data is to be processed:
- Consent: you have given SGR your freely, specific, informed or unambiguous consent for your personal data
to be processed for a specific purpose or, pursuant to Article 30.3 of the DSG and Schedule 1 of the DPA, “this
condition is met if the processing relates to personal data which is manifestly made public by the Data Subject”.
- Contract performance: the processing is necessary for the performance of a contract you have with SGR,
which had asked you to take specific steps before entering a contract.
- Compliance with legal obligation: the processing is necessary for SGR to comply with the law in the
jurisdictions where SGR operates (not including contractual obligations).
- Public interest: the processing is necessary to perform a task that is in the public interest or for its official
functions, and the task or function has a clear basis in law, so pursuant to Schedule 1 of the DPA this means
“preventing or detecting unlawful acts”, “necessary for the purposes of preventing fraud or a particular kind of fraud”,
“regulatory requirements relating to unlawful acts and dishonesty” and “suspicion of terrorist financing or money
laundering”. With reference to the production and maintenance of its Database, SGR falls into this scope and is
authorized pursuant to Article 31 of the DSG, GDPR and DPA, laying the legal basis for the processing of personal
data down by such Union Law and Member State law to which SGR is subject.
- Legitimate interests: the processing is necessary for SGR’s legitimate interests, or the legitimate interests of
a third-party, including SGR Customers, unless there is a good reason to protect the individual’s personal data that
overrides those legitimate interests.
Your Data Subject rights are listed below:
- right to be informed, as set out in Article 19 of the DSG and in Article 14 of the GDPR
- right of access, as set out in Article 25 of the DSG and Article 15 of the GDPR
- right to rectification, as set out in Article 32 of the DSG and Article 16 of the GDPR
- right to erasure or right to be forgotten, as set out in Article 32 of the DSG and Article 17 of the GDPR.
Restrictions on Data Subject’s rights are provided for by Articles 30.3, 31 and 32 of the DSG and by Article 15 and 26
of the DPA, especially in connection with a public interest or “in connection with the safeguarding of national security
and with defence”.
If you wish to exercise any of the above rights, please fill out the form at the following link:
Personal data we collect with your consent
Information that you made public or that you provide us by completing forms in writing, email, through our websites or social media. This includes information provided at the time of registering with us, to use our website, to login into our Database, to connect with us via our LinkedIn page, to participate to our events (webinar, fair, conference), to receive newsletter, to support or subscribe to our services, to request materials or information or to request further services, when you respond to a survey and/or when you report a problem with any of our communication channels or services.
We collect the following classes of information:
- name(s), surname(s), address(es), email(s), phone number(s), and other relevant personal details (e.g. age group, subscriptions, company, work) and preferences (e.g. activities, events, news);
- information about our relationship with you, correspondence, meeting notes, attendance at events;
- occupation, skills and professional activity, network(s) and interests where relevant to our needs;
- financial information (e.g. bank details) where they may be relevant in relation to contracts with SGR;
- details of your access to our Databases or other materials.
If you contact us, we may keep a record of that correspondence.
We may also ask you to complete surveys that we use for research purposes, although you do not have to respond
To help us improve our services, if you send us personal information which identifies you via email, we may keep your email, your email address and “screen” name.
During the normal operation of this website, our systems automatically collect certain personal data as part of the inherent function of internet communication protocols. These data are processed to ensure the proper functioning of the web services provided.
How we collect personal data
There are several ways in which we collect your personal data directly from you:
- that you provide to us;
- that you made public; and
- that we automatically collect because of sharing with other parties such as educational platforms.
Personal data that you give to us may be through one of several ways. These may include:
directly via our Website;
- emailing your CV to our HR team or via our emails;
- providing information via on-line forms, surveys, our websites, our LinkedIn or Twitter page or contacting
- collecting your data through a contractual or commercial relationship with you e.g. for membership
subscriptions, attending an event, being supplier or client, partner;
- via a form which could be online as part of our website or a form provided to us as a hard copy or
electronically or when registering to our events or newsletter; and
- contacting us with enquiries or comments by telephone, email or hard copy correspondence.
Personal data may be also given to us through another organisation with which you have registered, and we may be required to process that data in order to fulfil services that you expect of us. This could include one of the following:
- via another authorized body with whom joint education or professional development takes place;
- via professional bodies with whom there is a sharing of registration for events or activities;
- company you are employed with for performance of contractual obligations between SGR and your
How we use personal data
We will process any of your personal data, in accordance with our obligations under the DSG and the DPA, for the
- to provide you with the services you have requested;
- to comply with the DSG and the DPA;
- for administrative purposes;
- to assess enquiries; and
- to provide you with information about us and our services. If, at any time, you do not wish to receive further information about us and our services, contact us at firstname.lastname@example.org.
Sharing your personal data
We may disclose your personal information to third parties if we are under a duty to disclose or share your personal data to comply with any legal obligation, or in order to enforce or apply any agreements and contracts, or to protect the rights, property, or safety of the organisation, or other individuals. This includes exchanging information with other companies and organisations for the purposes of safeguarding or other statutory regulations we have to comply with as well as those organisations with whom you and we have reciprocal agreements for providing services for education or professional development.
Our websites may, from time to time, contain links to and from the websites of our partner networks, advertisers and affiliates. If you follow a link to any of these websites, please note that these websites have their own privacy policies and that we do not accept any responsibility or liability for these policies. Please check these policies before you submit any personal data to these websites.
Protecting your personal data
The data that we collect from you will be processed and transferred also outside the European Economic Area (EEA), in Switzerland or other countries categorised by Switzerland or the European Commission as having adequate data protection legal and regulatory regimes. If we send personal data to a country that does not have appropriate data protection legislation, nor is deemed as an adequate country under the adequacy rating of Switzerland or the European Commission, we will ensure an appropriate level of protection by employing contracts accordingly, or we will act on the basis of the following statutory requirements, consent, performance of the contract, execution or enforcement of legal claims, in accordance with the requirements imposed by DSG and DPA. We may also use the binding corporate rules, standard contractual clauses or ad hoc contractual clauses that stipulate that the data will be processed in accordance with the DSG and the DPA. At any time, you have the right to request information about the contractual guarantees mentioned. However, we reserve the right to censor copies, or to supply them only in part to protect the privacy of any third parties mentioned or to protect our confidentiality duty.
Security of your information
To help protect the privacy of data and personally identifiable information you transmit through use of our website, we maintain physical, technical and administrative safeguards. We update and test our security technology on an ongoing basis. We restrict access to your personal data to those employees who need to know that information to provide benefits or services to you. In addition, we train our employees about the importance of confidentiality and maintaining the privacy and security of your information. We commit to taking appropriate disciplinary measures to enforce our employees’ privacy responsibilities.
We do not monitor any queries done via our websites.
For how long we store the data
We store your personal data in accordance with our internal data retention policy. This policy is reviewed and updated internally to ensure we do not store your data for longer than is necessary. We also review how and where we store any data to ensure that we meet our obligation to store data securely. We process and store your personal data to the extent that it is required to fulfil our contractual and legal obligations or for the purposes pursued by the processing, which means, for example, for the entire duration of the business relationship (from the initiation and performance of a contract to its conclusion) and beyond that in accordance with legal obligations for storage and documentation. It is therefore possible that personal data is stored for the period of time when claims can be made against the SGR and to the extent that we are legally obliged or authorised to do so, or legitimate business interests necessitate this.
Pursuant to the DSG, you may also contact the
Eidgenössische Datenschutz- und Öffentlichkeitsbeauftragte (“EDÖB“)
[Swiss Federal data protection and information commissioner: https://www.edoeb.admin.ch/edoeb/en/home.html]
Feldeggweg 1 CH – 3003 Berne.
Or pursuant to DPA, the UK Information Commissioner’s Office (“ICO”)
Wycliffe House, Wilmslow, Cheshire, UK.
(Updated May 2023)